一.监管的目的
1.information frictions
2.externalities
3.weak competition
4.social objectives
二.监管种类
1.regulations:
①法律法规
②行业条例
③司法
2.regulators:
①government-backed regulatory bodies:
government departments
independent regulators:funded independent
②self-regulatory bodies(SRBs)→SROs(funded independent;given authority)
三.Regulatory Interdependency
1.监管捕获理论
2.监管竞争
3.监管套利
四.监管工具
1.价格机制
2.限制活动
3.行业准入门槛
4.国防军工
5.小微企业放贷
五.监管分析
regulatory burden
net regulatory burden
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